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Securities Exchange Act
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#	Item
341	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q È QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2016-05-24 02:45:56 Economy Business economics Accounting Financial statements Financial markets Mergers and acquisitions Balance sheet Shareholders Consolidated financial statement Consolidation Accumulated other comprehensive income Valuation
342	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-08-12 13:54:13 Economy Finance Money United States securities law 76th United States Congress Investment Advisers Act Registered Investment Adviser U.S. Securities and Exchange Commission Financial adviser North American Securities Administrators Association Brian Hamburger
343	Statement of Financial Condition Add to Reading List Source URL: primebroker.com Language: English - Date: 2015-08-27 11:43:46 U.S. Securities and Exchange Commission United States securities law Financial markets 73rd United States Congress Broker-dealer Fixed income market Securities Exchange Act Margin Net capital rule Securities Act
344	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.fanniemae.com Language: English - Date: 2016-05-04 19:20:22
345	SECURITIES INVESTOR PROTECTION CORPORATION 2015 Add to Reading List Source URL: www.sipc.org Language: English - Date: 2016-06-03 14:53:27 Finance Economy Money Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Corporate crime Securities Investor Protection Act DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer U.S. Securities and Exchange Commission
346	Investors Applaud Federal Court Decision Denying Suspension of Conflict Mineral Reporting Rule Investors welcome the decision by the U.S. Court of Appeals for the D.C. Circuit to deny trade associations’ req Add to Reading List Source URL: www.ussif.org Language: English - Date: 2014-05-28 13:32:52 Economy Business Conflict resource Minerals DoddFrank Wall Street Reform and Consumer Protection Act Due diligence U.S. Securities and Exchange Commission Board of directors Investment
347	EBF_018792 - 2nd Draft EBF position on the proposal for a Regulation to revise the European Prospectus regime.docx Add to Reading List Source URL: www.ebf-fbe.eu Language: English - Date: 2016-02-23 11:12:57 Stock market Systemic risk U.S. Securities and Exchange Commission Financial markets European Union directives Prospectus Securities Act Markets in Financial Instruments Directive Security Bond Non-reporting issuer Initial public offering
348	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-07-28 15:51:22 Economy United States securities law Finance Money Employee Retirement Income Security Act Fiduciary North American Securities Administrators Association U.S. Securities and Exchange Commission DoddFrank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Financial adviser Securities regulation in the United States
349	Carrara, January 16, 2015 Dear Customer: On August 22, 2012 the Securities and Exchange Commission (SEC) published regulations implementing the conflict minerals reporting obligations of Section 1502 of the Dodd-Frank Wa Add to Reading List Source URL: www.avmap.it Language: English - Date: 2016-05-05 12:52:33 Chemical elements Post-transition metals Conflict resource Minerals Smelting Tantalum DoddFrank Wall Street Reform and Consumer Protection Act Tin Aluminium
350	Mirabaud: Morgan Stanley Deal - "a Significant Step Forward" Add to Reading List Source URL: www.fintechgroup.com Language: English - Date: 2016-02-24 02:25:08 Finance Economy Money Stock market 73rd United States Congress Securities Act U.S. Securities and Exchange Commission Investment Security Long-Term Capital Management Morgan Stanley

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